Vice President, Global Markets Compliance

The Company is seeking a VP/SVP for a Senior Compliance role in Global Markets, with a focus on FICC, equity, and derivatives. The successful candidate will be responsible for providing individual compliance advisory, interpreting and implementing regulatory requirements across various regional frameworks, and developing and enhancing compliance policies, monitoring programs, and risk governance specifically for trading and sales activities. This role also involves partnering with front office, risk, and legal teams to manage product-specific compliance risks, leading thematic reviews, and handling regulatory projects and inquiries. To excel in this position, candidates must have a strong background in compliance, particularly within the global markets. The role requires the ability to work independently as an individual contributor and to have a deep understanding of regulatory requirements across HKMA, SFC, and other regional frameworks. Experience in developing and enhancing compliance policies and programs, as well as a proven track record in managing compliance risks, is essential. The ideal candidate will also have the skills to lead and manage various compliance-related projects and to effectively communicate and collaborate with different teams within the organization.