Associate Vice President, New Accounts Operations Greater Charlotte, NC Area + 1 more

The Company is in search of an Associate Vice President for New Accounts Operations. The successful candidate will be a strategic and results-oriented leader with a strong background in financial services operations, particularly in the areas of account onboarding and maintenance. This role is pivotal in driving the execution, optimization, and transformation of core new account opening and account maintenance operations to ensure a best-in-class advisor experience. The AVP will be responsible for leading both onshore and offshore operational teams, overseeing service delivery, quality, risk management, workforce planning, and process improvement initiatives. A key aspect of the role is to be a strategic partner across various organizational functions, including product, technology, compliance, legal, risk, and service, to identify and implement opportunities for process simplification, control enhancement, and innovative solutions that align with the company's growth objectives. Candidates for this role at the company should have a minimum of 5 years' progressive leadership experience in financial services operations, with a focus on account onboarding or a related field. A FINRA Series 99 certification is required. The ideal candidate will have a proven track record in leading high-performing teams, driving operational excellence, and managing change. Strong collaboration, communication, and stakeholder management skills are essential, as is the ability to influence across organizational boundaries. The role demands a leader with a strategic mindset, exceptional problem-solving abilities, and a commitment to fostering a culture of innovation and continuous improvement. Experience in operational transformation, process automation, and change management, as well as additional FINRA registrations, are preferred.

Hiring Company

LPL Financial