Head of Compliance, Banking
Hiring Company

The hiring company name is
confidential for this listing.
Reveal this information
Enter your email to continue
Welcome back!
We're having trouble finding your sign-in details. Please try again later.
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
Shoot! There seems to be an error when submitting your resume to TopResume. If you continue experiencing issues submitting your resume please let us know.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
About the Role
Greater Duesseldorf, Germany Area (On-site)
The Company is seeking a Head of Compliance to lead and develop its compliance function. Responsibilities include identifying and monitoring compliance risks across areas such as anti-money laundering, sanctions, financial regulation, fraud prevention, and ethics. The role will maintain policies, procedures, and internal controls; advise management and operational teams; and oversee the annual second-line monitoring and control program. The successful candidate will also track regulatory developments, coordinate their implementation, support regulatory examinations, deliver training, and advise on compliance considerations for new products and activities. Candidates should have several years of compliance experience in banking or another regulated financial institution, with strong knowledge of German and European banking regulation. A good understanding of MaRisk, WpHG/MiFID, and AML/GwG requirements is required, along with experience in monitoring, risk assessments, policies, and controls. Exposure to regulators or regulatory examinations is advantageous, while prior MLRO, Deputy MLRO, or AML Officer experience is desirable. The role also calls for leadership experience or readiness to lead a small team, strong stakeholder-management and communication skills, fluent German, and strong English.
Functions:
- Legal
About the Company
A regulated banking institution focused on compliance, AML, sanctions, and regulatory risk management
Industry
Banking
Type
Privately Held
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
Reveal this information
Enter your email to unlock hidden details
Welcome back!
We're having trouble finding your sign-in details. Please try again later.