Vice President, Compliance, Insurance Solutions

The Company is seeking a Vice President of Compliance to provide strategic leadership and compliance guidance for its insurance-related business. Responsibilities include implementing compliance projects, identifying risks and vulnerabilities, developing corrective action plans, and managing regulatory filings. The role will support compliance training and testing, develop policies and procedures, and advise on marketing, investor communications, insurance distribution, and carrier matters. The Vice President will also address regulatory requirements for insurance business lines, support change-of-control and related-party matters, and improve workflows while maintaining effective controls. Candidates must hold a bachelor’s degree or higher and have 8–12 years of experience in life and annuity insurance regulatory, company, or distribution compliance. Strong familiarity with U.S. insurance regulation, the National Association of Insurance Commissioners, and state-specific requirements is required, along with working knowledge of investment adviser regulation and asset management compliance. Excellent communication, organizational, and relationship-building skills are essential, as is the ability to prioritize details, drive solutions across teams, and work effectively with external stakeholders.