Vice President of Regulatory Reporting Greater New York City, NY Area

The Company is seeking a Vice President of Regulatory Reporting to lead the end-to-end regulatory reporting process and provide compliance leadership. Responsibilities include overseeing regulatory filings for registered investment advisers and private funds, advising on regulatory developments, and developing compliance functions, tests, and procedures. The role also involves using internal technology to support reporting, assessing how regulatory changes affect business activities, recommending solutions to compliance challenges, and liaising with internal and external stakeholders. The successful candidate will also support other compliance matters as needed. Applicants should have a bachelor’s degree in a related field and at least eight years of experience, primarily focused on private funds and registered investment advisers. Strong knowledge of adviser, private fund, and securities reporting obligations is required, along with experience interacting with regulators through examinations, investigations, or other matters. Candidates should be skilled in risk assessment and control mapping, project management, and process development, with excellent written and verbal communication skills. The role also calls for attention to detail, sound prioritization, a self-directed approach, adaptability, and the ability to mentor and develop colleagues.

Hiring Company

iCapital