Vice President, Registered Funds Compliance

The Company is in search of a Vice President for Registered Funds Compliance to join its dynamic team. The successful candidate will be responsible for monitoring adherence to a range of compliance standards, including those related to registered products, client guidelines, offering documents, internal parameters, and statutory requirements. This role involves the drafting, editing, and analysis of written policies and procedures to ensure compliance with business and regulatory changes, as well as the development of close working relationships with Portfolio Managers and Traders to provide sound compliance advice. The Vice President will also be tasked with researching, interpreting, and advising on compliance with investment and trading laws, and implementing monitoring measures to address issues in real time. Applicants must have a Bachelor's degree and a minimum of 3-6 years' of related experience, with a strong understanding of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and UCITS regulations, particularly in the context of alternative investment strategies. Experience with a variety of asset classes and derivatives types, as well as knowledge of guideline monitoring software, is essential. The ideal candidate will be intelligent, energetic, and goal-oriented, with excellent communication skills, the ability to multitask, and a detail-oriented, self-starting approach to their work. A CFA, CAIA, or FRM designation is a plus.