Head of Compliance, Asset Management
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Head of Compliance, Asset Management
About the Role
Greater Singapore, Singapore Area
The Company is in search of a strategic Regional Head of Compliance to lead the compliance function within its asset management business. This senior leadership role is pivotal in ensuring that the compliance framework is effectively implemented across multiple jurisdictions, providing regulatory guidance to senior management and business stakeholders, and promoting a robust culture of compliance. The successful candidate will be responsible for overseeing the design, implementation, and enhancement of compliance policies, procedures, and monitoring programs, as well as acting as the primary liaison with regulatory authorities. A key aspect of the role is to serve as a trusted advisor to business leaders, ensuring that compliance risks are identified, assessed, and managed in accordance with local regulatory requirements and global standards. Applicants for the Regional Head of Compliance position at the company should have a minimum of 12 years' experience in regulatory compliance, with a strong background in the asset management or investment advisory sector. A deep understanding of the regulatory frameworks governing asset management activities is essential. The role requires a leader with strong communication, and stakeholder management skills, who can effectively mentor and develop a regional team of compliance professionals. The ideal candidate will be adept at monitoring regulatory developments and assessing their impact on business operations, and will be instrumental in ensuring that the company's risk appetite is in line with regulatory requirements.
Functions:
- Legal
About the Company
Leading financial institution’s asset management business operating across multiple jurisdictions.
Industry
Financial Services
Type
Privately Held
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