Associate General Counsel, Personal Wealth Products Remote (anywhere in United States)

The Company is seeking an Associate General Counsel for Personal Wealth Products to join their legal team as a strategic partner. The successful candidate will have primary accountability for supporting the development and delivery of personal wealth products, with a focus on designing and launching next-generation wealth solutions. This role requires a seasoned attorney with a J.D. and active bar membership, at least 15 years of experience in retail wealth management legal and regulatory frameworks, and a strong background in SEC, FINRA, and state regulatory regimes. The Associate General Counsel will serve as the lead counsel to the personal wealth product organization, advising on the design, development, implementation, and distribution of innovative wealth offerings. They will also be responsible for navigating complex legal and regulatory frameworks, advising on product structures and distribution, and providing guidance on fiduciary obligations, conflicts of interest, and client disclosures. The ideal candidate will have a builder mindset, be energized by the prospect of shaping the future of retail wealth, and have experience in emerging wealth products. A key aspect of the role is the ability to balance legal and regulatory risk with business objectives, and to operate with a senior individual contributor mindset, influencing cross-functionally. The role is distinguished by its direct impact on products that serve millions of clients and the opportunity to work in an environment that values collaboration, transparency, and shared ownership. The company is committed to creating a diverse and inclusive work environment and is looking for someone who embraces these values and can contribute to a culture where diverse perspectives drive better outcomes.

Hiring Company

Empower Group