Senior Vice President, Regulatory Engagement & Advisory
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Senior Vice President, Regulatory Engagement & Advisory
About the Role
Greater Hong Kong, Hong Kong Area(Hong Kong, Hong Kong)
The Company is seeking an SVP for Regulatory Engagement and Advisory to lead a team that provides enterprise-wide regulatory advice and guidance. The successful candidate will be a trusted advisor, helping business and functional teams understand and comply with regulatory requirements, supervisory expectations, and emerging developments. This role involves close collaboration with various internal stakeholders, including markets, operations, legal, and risk teams, to ensure that regulatory requirements are effectively translated into practical and actionable guidance. The SVP will also be responsible for maintaining strong relationships with regulators, supporting the Group's interactions with regulatory authorities, and promoting a culture of regulatory compliance and awareness. Key responsibilities for the SVP include leading the provision of regulatory advice, developing relationships with regulators, and supporting business teams in assessing regulatory implications. The role requires the design and delivery of compliance and regulatory training programs, as well as contributing to the development of the Group's compliance strategy and governance framework. The ideal candidate will have a strong background in regulatory compliance, excellent communication skills, and the ability to foster a collaborative and business-focused culture within the team. The Company is an equal-opportunity employer that values diversity and is committed to supporting a workplace that respects and promotes diverse perspectives, abilities, cultures, and experiences.
Functions:
- Legal
About the Company
Prominent stock exchange serving the local financial services industry
Industry
Financial Services
Type
Privately Held
Age
employees
1001-5000
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