Head of Compliance

The Company is seeking a Head of Compliance for the East Asia region. The successful candidate will be responsible for a wide range of compliance areas, including corporate governance, investment trusts, discretionary investment management contracts, and private equity. This role involves the operation of the Compliance Committee, corporate governance response, and various compliance management tasks. The Head of Compliance will also be in charge of notification and reporting to financial authorities, responding to regulatory inspections, and operating conflict of interest and insider trading prevention systems. Additionally, the role requires AML/CFT response and internal audit-related work. Applicants must have a background in asset management compliance operations, with practical experience in the majority of the specified areas. A Bachelor's degree, fluent Japanese, and business-level English are essential. The role demands autonomous work execution, management skills, and the ability to ensure global policy compliance with domestic regulations. Collaboration skills with management and front office departments are also necessary, as is the ability to build an effective compliance system. Experience in compliance operations at a major foreign asset management company is preferred. The position offers a direct reporting line to global headquarters, the management of approximately 5 subordinates, and a flexible work environment with the option for remote work.