Head of Risk & Compliance
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Head of Risk & Compliance
About the Role
Greater Bangkok, Thailand Area (Hybrid)
The Company is in search of a Head of Risk & Compliance to lead the development and maintenance of robust governance frameworks that ensure the highest standards of regulatory compliance, risk oversight, and legal integrity. This senior executive role is pivotal in shaping the ethical foundation of the organization, acting as the primary point of contact with regulators, and fostering a culture of accountability. The successful candidate will be responsible for all aspects of regulatory compliance, including strict adherence to local and international requirements, and will play a key role in enterprise-wide risk management activities. A strong focus on best-in-class corporate governance practices, including the establishment of comprehensive compliance frameworks and the promotion of ethical conduct, is essential. To excel in this position, candidates must have a Bachelor’s degree or higher in a relevant discipline, with a minimum of 10-15 years' experience in compliance, risk management, or legal within financial services, particularly in the asset management sector. A proven track record of managing relationships with key regulators and a comprehensive understanding of regulatory frameworks are crucial. The role requires exceptional leadership, stakeholder management, and communication skills, as well as the ability to build and lead a high-performing governance team. The ideal candidate will be adept at interpreting and implementing new legislation, have a strong analytical mindset, and be committed to upholding ethical standards. Professional certifications such as CFA or FRM are advantageous, and proficiency in English is a must due to the international nature of the role.
Functions:
- Legal
About the Company
A prestigious Bangkok financial services organisation focused on governance, compliance, risk oversight, and legal integrity.
Industry
Financial Services
Type
Privately Held
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