Associate Vice President, Regulatory Compliance
Hiring Company

The hiring company name is
confidential for this listing.
Reveal this information
Enter your email to continue
Welcome back!
We're having trouble finding your sign-in details. Please try again later.
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
Shoot! There seems to be an error when submitting your resume to TopResume. If you continue experiencing issues submitting your resume please let us know.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
Associate Vice President, Regulatory Compliance
About the Role
Greater Hong Kong, Hong Kong Area
The Company is seeking an Associate Vice President for Regulatory Compliance to provide essential support in the areas of control room and asset management functions. The successful candidate will be responsible for a range of compliance activities, including offering advisory services on compliance matters, handling compliance tasks related to fund setup, and ensuring ongoing compliance monitoring and training. The role also involves the establishment of compliance-related policies and procedures, as well as communication and management of inquiries from regulators. Applicants must hold a degree in business, accounting, law, or a related discipline, and have a minimum of 5 years' of experience in the specified compliance areas. Familiarity with relevant SFC regulations is a must, and previous experience in regulatory bodies is considered an advantage. The role requires the ability to work independently, with a preference for candidates who have experience in handling regulators' inspections and inquiries. Proficiency in written and spoken Mandarin, English, and Cantonese is essential, along with good interpersonal, communication, and team player skills. The position is permanent, full-time, and the salary is negotiable.
Functions:
- Finance
- Legal
About the Company
A sizeable financial services firm supporting compliance coverage across control room and asset management functions
Industry
Financial Services
Type
Privately Held
Having a resume & LinkedIn profile that stands out is important when applying to opportunities.
As an ExecThread Member you can check out our Executive Branding service to help you optimize your resume, cover letter & LinkedIn profile. Click here to learn more.
The listing you are looking for is no longer accepting applications.
Click here to view other opportunities.
Reveal this information
Enter your email to unlock hidden details
Welcome back!
We're having trouble finding your sign-in details. Please try again later.
