The Company is seeking a Vice President for Compliance to join their dynamic team. The successful candidate will be responsible for providing expert compliance advice to various business units, including sales, investments, risk, and operations, in accordance with SFC Type 1, 4, and 9 regulations. This role involves the development and implementation of robust operational workflows to ensure regulatory compliance, as well as the formulation, auditing, and updating of group-wide compliance manuals. The Vice President will also be involved in conducting periodic regulatory reviews, strategic gap analysis, and partnering with the MLRO and AML Compliance Officer to champion AML and CFT frameworks. Applicants must have a Bachelor’s degree in Law, Finance, Business Administration, or a related field, with a minimum of 5 years' experience in regulatory compliance within a licensed bank, regulator, SFC-licensed corporation, or advisory firm. A comprehensive understanding of the SFO, FMCC, Code of Conduct, and current AML legislation is essential, with knowledge of the Money Lenders Ordinance being highly advantageous. The role requires exceptional analytical skills, the ability to exercise independent judgment, and a proactive approach to risk mitigation. The ideal candidate will demonstrate integrity, a collaborative mindset, and possess outstanding communication skills, with fluency in English and ideally in written and spoken Chinese.