Head of Business Risk & Compliance, Private Banking
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Head of Business Risk & Compliance, Private Banking
About the Role
Greater Hong Kong, Hong Kong Area
The Company is in search of an experienced Head of Business Risk & Compliance for its Private Banking division. The successful candidate will be the key advisor on risk and compliance matters, leading the business risk and compliance function, and partnering closely with front office, senior management, and control functions. This role is pivotal in driving the first line of defense risk and control framework, providing guidance on regulatory requirements, and overseeing governance forums. The Head of Business Risk & Compliance will also be responsible for coordinating regulatory examinations, audits, and thematic reviews, as well as leading a team of risk and compliance professionals. Applicants must be degree holders in business, finance, law, risk management, or related disciplines, with a minimum of 15 years' experience in private banking, wealth management, business risk, compliance, or operational risk. A strong knowledge of regional regulatory requirements relevant to private banking, particularly HKMA and SFC, is essential. The role requires a proven track record in managing complex regulatory matters, a deep understanding of various risk and compliance areas, and strong leadership, stakeholder management, and communication skills. Fluency in English is required, with proficiency in Cantonese and Mandarin being advantageous. The ideal candidate will also have experience in driving risk culture initiatives and ensuring the effective implementation of regulatory and policy changes.
Functions:
- Finance
- Legal
About the Company
A leading international bank with an established private banking franchise across Asia
Industry
Banking
Type
Public Company
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