Vice President, Control Room Compliance Greater London, United Kingdom Area

The Company is in search of an Associate Vice President for its Control Room Compliance team. The successful candidate will be responsible for information conflicts management, monitoring list administration, and trade and investment clearance. This role requires active participation in daily processes, supporting departmental projects, and ensuring that compliance obligations are met. The Associate Vice President will also be involved in maintaining the firm's restricted and other monitoring lists, updating compliance policies and procedures, and partnering with the trading compliance team. Strong analytical skills, the ability to assess conflicts of interest, and experience in materiality analyses are essential. Applicants must have a Bachelor's degree and a minimum of 10 years' experience in control room or conflicts management at a global investment adviser or investment bank. A background in credit-based strategies, including private equity, private debt, and capital markets activities, is necessary. The role demands a high level of organizational skills, the ability to manage competing priorities, and a strong commitment to quality and attention to detail. The ideal candidate will have a proactive approach, be highly organized, and possess the ability to work effectively in a fast-paced environment. Experience with SEC regulatory review, analytical report generation, and a proven track record of partnering successfully with business and investment colleagues are also required.

Hiring Company

Ares Management Corporation