Vice President, Compliance

The Company is seeking a Vice President of Compliance to lead its compliance framework across investment management and business activities. Responsibilities include maintaining compliance manuals and policies, advising business teams on regulatory requirements, and delivering staff training. The role oversees pre- and post-trade monitoring of investment restrictions, investigates and escalates potential breaches, and reports findings to senior leadership. It also includes reviewing internal controls and approving marketing materials to ensure regulatory compliance. Candidates should hold a bachelor’s or master’s degree in law, business administration, finance, accounting, or a related field, and have at least seven years of compliance experience in asset management or financial services. Strong knowledge of securities and fund management regulations, prospectuses, and investment guidelines is required. Experience in investment compliance monitoring and advisory work is preferred, along with expertise in risk assessment, internal controls, and regulatory reporting. Excellent analytical, communication, reporting, and stakeholder-management skills are essential, as is the ability to work independently and collaboratively.