Vice President, Compliance Greater Singapore Area
About the Role
Greater Singapore Area (On-site)(Singapore, Singapore)
The Company is seeking a Vice President of Compliance to strengthen its compliance framework in Singapore. The role oversees regulatory reporting, monitoring and testing, licensing, regulatory engagement, compliance advisory, governance reporting, training, and regulatory change implementation. Responsibilities include managing regulatory enquiries and inspections, enhancing surveillance and controls, maintaining policies and licensing records, and advising business teams on applicable requirements. The VP will also prepare risk assessments and management reports, lead compliance initiatives, and partner with senior stakeholders, regional colleagues, and regulators across relevant financial markets activities. Candidates should have at least 10 years of relevant experience in compliance, internal controls, regulatory advisory, audit, or risk management within financial services. Strong knowledge of Singapore financial services regulations and markets, particularly MAS and SGX requirements, is essential, along with experience in regulatory reporting, monitoring and testing, licensing, inspections, and regulatory change. The role requires sound analytical judgment, clear communication, attention to detail, and the ability to manage competing priorities. Applicants should be proactive and collaborative, able to work independently in a lean team while balancing strategic leadership with hands-on execution.
Functions:
- Finance
- Legal
About the Company
Well-known international wealth management firm & investment bank
Industry
Investment Banking
Type
Subsidiary of a Public Company (LUK)
Age
employees
5001-10,000