The Company is seeking a Vice President & Chief Counsel for its Retail Advisory business. The successful candidate will be the senior legal advisor and strategic partner to executive leadership, shaping legal strategies across various areas including managed accounts, financial planning, investment research, and portfolio management. This role is pivotal in influencing significant business initiatives, acquisitions, and in strengthening governance and compliance. The Chief Counsel will lead a team of legal professionals, interpret emerging legal and regulatory developments, and provide guidance to ensure responsible growth, innovation, and effective risk management. Applicants must have a Juris Doctor degree, with a preference for those admitted to practice law in specific states or eligible for in-house counsel admission. A minimum of 10 years' legal experience in investment advisory, wealth management, or related financial services is required, with a preference for those with 15 or more years. Deep expertise in the Investment Advisers Act of 1940 and other relevant regulatory requirements is essential. The role demands a leader with a proven track record in advising executive leadership, leading legal teams, and a strong understanding of Regulation Best Interest and ERISA regulations. The ideal candidate will have strong business acumen, executive presence, and excellent communication and influencing skills.

Hiring Company

Ameriprise Financial