The Company is seeking a Vice President for Regulatory Compliance. The successful candidate will be responsible for conducting compliance reviews, thematic assessments, and monitoring activities in line with the annual Compliance Plan. This role involves assessing compliance with laws, regulations, and internal policies, as well as identifying and mitigating regulatory and compliance risks. The VP will also be involved in evaluating the effectiveness of controls, performing control testing, and monitoring regulatory developments to ensure the Branch's compliance risk profile is effectively managed. Applicants must have a degree in a relevant discipline and a minimum of 10 years' experience in regulatory compliance, compliance review, regulatory assurance, risk management, audit, or internal control functions within financial institutions, consultancies, or regulatory authorities. A strong understanding of banking products, services, and regulatory requirements, particularly in the context of Hong Kong, is essential. The role requires experience in regulatory risk assessments, issue management, and remediation tracking, as well as a proven track record in stakeholder management and the ability to work effectively across all levels of the organization. Professional qualifications in accounting, auditing, risk management, or compliance are advantageous, and a holder of ECF on Compliance accredited by HKIB is preferred.

Hiring Company

UOB